Job Description
In House Counsel Jobs New York | JDHuntr 42566 Regulatory Investigator, Lenexa, KS
To apply go to JDHuntr.com
Conduct focused investigations of trading activities on the Exchanges to detect possible violations of Exchange Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines. Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing in the creation of new investigative processes that address potential regulatory concerns
in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Job Tags
Full time,
Similar Jobs
System One
System One has an immediate need for an Events/Marketing Assistantin Lynchburg, VA. Opportunity is a 5 month, part-time, temporary contract position... ...office work experience is required ~ Corporate event planning experience ~ Manage conference/event logistics...
QT Express Transportation, LLC
...Box Truck Driver/delivery needed for Centralia Post Office contract. 22-26$ per hour. Qualifications: Must be located in Centralia, IL area for a dedicated route. Monday - Saturday 5-6 hours per day. Clean driving record. Must pass Federal background check...
iRecruitMD
(Physician/MD qualifications required) Gastroenterology - Our client is currently seeking a BC|BE Fellowship Trained Gastroenterology MD|DO We are recruiting a fellowship-trained gastroenterologist to join our established Gastro Division of Board-certified gastroenterologists...
Facets
...living skills training, and crisis interventions to chronically homeless individuals in residential and community settings. About the... ...which may include meeting individuals at local homeless shelters, in places not meant for habitation such as the woods or street...
Universal Health Services, Inc. - Corporate Office
...listed in Forbes ranking of Americas Largest Public Companies. Operating acute care hospitals, behavioral health facilities, outpatient... ...Services Department is seeking a dynamic and talented Computer Operator. The Computer Operator performs duties necessary...