About the Role
Join a Compliance team that supports Swiss Re's investment advisory and broker-dealer businesses, using your technical expertise and understanding of regulation to aid in the design and implementation of compliance programs that meet applicable regulatory requirements.
Key responsibilities include :
About the Team
Our team provides advice and support to the groups at Swiss Re conducting financial markets activities, including an SEC registered investment advisor and FINRA broker-dealer. We collaborate with one another and work closely with our business partners in a constructive environment, seeking to empower success while achieving effective compliance risk mitigation. Individual growth and career development is important to us.
About You
You have at least 5 years' experience as a compliance officer, preferably with an SEC-registered investment advisory firm. You collaborate well in a team environment while also thriving with independent assignments. High attention to detail and strong organization skills set you apart from others and contribute to your success. You are inquisitive and engaging with superior communications skills.
Other Essentials:
The estimated base salary range for this position is $116,000 to $186,000. The specific salary offered for this or any given role will take into account a number of factors including but not limited to job location, scope of role, qualifications, complexity/specialization/scarcity of talent, experience, education, and employer budget. At Swiss Re, we take a "total compensation approach" when making compensation decisions. This means that we consider all components of compensation in their totality (such as base pay, short-and long-term incentives, and benefits offered), in setting individual compensation.
...As an Assistant Interior Designer in the FFE (furniture, fixtures and equipment) group,you will spec furniture, custom artwork, window treatments... ...team on group and solo project installations, both local and remote Prepare FFE price and dimension plans based upon...
...in our industry and in the local communities. The Regional Sales Manager is primarily responsible for developing and securing strategic... ...in a liquefied slurry. Typical industries include: chemical, food, beverage, grain milling, pharmaceuticals, cosmetics, biotech,...
...Williams Transportation is currently seeking full-time, and part-time Ground lead drivers who are looking to join an award-winning... ...company. Williams Transportation is a contracted service provider for FedEx Ground + Home Delivery, and runs multiple routes throughout the...
...Role Overview We are seeking an enthusiastic QA Engineer to join us in delivering the next generation of digital casino products... ...The focus of the SQA Engineer role will be functional testing of online casino games (planning, execution, reporting, verification and...
...Mechanical Integrity, PHA's training and quality assurance are complete and well documented. Ensures the effects of changes made to the refinery on the RMP Hazard Assessment are evaluated. * Participates in site risk evaluations (RMCs, AORs) to ensure appropriate safeguards...